Self-regulatory organizations

Results: 6954



#Item
341United States securities law / Financial economics / Economy of the United States / Investment / NASDAQ / Regulation NMS / Market data / Securities Exchange Act / NYSE Arca / Self-regulatory organizations / United States Securities and Exchange Commission / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 9, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Language: English - Date: 2015-04-10 08:26:36
342Business / United States Securities and Exchange Commission / Self-regulatory organizations / 73rd United States Congress / Financial markets / Securities Exchange Act / NASDAQ / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 1, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Language: English - Date: 2015-04-02 10:59:08
343Financial economics / Securities Exchange Act / Securities regulation in the United States / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Short / United States securities law / Financial regulation / Business

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXMarch 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Language: English - Date: 2015-03-16 17:42:30
344Financial services / Collective investment schemes / Exchange-traded fund / Financial adviser / Investment Advisers Act / Money market fund / Security / Open-end fund / Net asset value / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 6, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Li

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Language: English - Date: 2015-04-07 07:23:52
345Business / Self-regulatory organizations / Arbitration / Financial Industry Regulatory Authority / Investment / Chicago Board Options Exchange / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Law / United States securities law / Legal terms

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 7, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Language: English - Date: 2015-04-07 13:15:41
346Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Business / Chicago Board Options Exchange / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File NoMay 9, 2014 Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Amend

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Source URL: www.sec.gov

Language: English - Date: 2014-05-12 13:31:06
347Investment / New York Stock Exchange / Securities Exchange Act / NASDAQ / Stock market / Electronic communication network / NYSE Euronext / Economy of the United States / NYSE Arca / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXMarch 26, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Language: English - Date: 2015-03-27 10:10:39
348Financial markets / United States housing bubble / Financial services / Clearing house / Securities / Haircut / Credit default swap / Futures contract / Federal Reserve System / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICEEUMarch 25, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Collatera

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Language: English - Date: 2015-03-25 14:47:33
349Futures contract / Stock market / Internet broadcasting / Multicast / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 10, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Language: English - Date: 2015-04-10 15:56:42
350Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAApril 17, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Pro

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Language: English - Date: 2015-04-17 16:59:11
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